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The Icarian Impulseby Paul R.
Gross
As the ancients
tell it, Daedalus was no mere bench scientist. Yes, he invented tools,
such as the ax, the hand drill, and the wedge, but he also made statues
that moved as if alive. He was not a god. For example, he had a
personality disorder. There being no psychotherapists to fix it, Daedalus,
in a jealous rage, killed a nephew. Forced to flee Athens, he took his
skills and his son, Icarus, to Crete, for whose monarch, Minos, he built a
labyrinth to imprison the Minotaur. But that confinement allowed Minos's
queen, Pasiphae, to satisfy her unnatural lust for the monster. Wherefore
a vengeful Minos immured Daedalus and Icarus in the maze. Ah, but such a
prison is horizontal. A scientist can think vertically: so the old
artificer made wings for himself and his son and attached them with wax.
They took off and all might have gone well, but Icarus, ecstatic in
flight, soared too close to the sun. The wax melted. He plunged to his
death in the Aegean Sea.
Did anyone care? No. W. H. Auden,
taking his cue from Pieter Brueghel, shows us our
terrifying indifference,
how everything turns
away Quite leisurely from the disaster: the
ploughman may Have heard the splash, the
forsaken cry, But for him it was not an
important failure; the sun shone As it had on the
white legs disappearing into the green Water; and
the expensive delicate ship that must have
seen Something amazing, a boy falling out of the
sky, Had somewhere to get to and sailed calmly
on.
We fail to notice; or if
notice is taken, we shrug. Sensible people, like pigs, do not fly, do not
wing heedlessly upward in sunlight. There is a day's work to be got
through. But the Icarian impulse lives in a few scholars, E. O. Wilson
among them. Will they fly and land safely, or plunge with a forsaken cry
into the green?
|
aneer Bar-Yam, who teaches courses
on complexity theory at the Massachusetts Institute of Technology
and Boston University, has published an impressive book, Dynamics
of Complex Systems (1997), one of the first textbook treatments
of a young but important discipline, sometimes just now overly
exalted and also, perhaps, unfairly dismissed. Near the start of the
author's preface, he writes that "Science has begun to try to
understand complexity in nature, a counterpoint to the
traditional scientific obiective of understanding the fundamental
simplicity of laws of nature. It is believed, however, that
even in the study of complexity there exist simple and therefore
comprehensible laws. The field of study of complex systems holds
that the dynamics of complex systems are founded on universal
principles [emphases added]."
Note: to "try to understand" is to seek
(simple) principles, to find the universals, among phenomena. That
this is the best way to get at how nature works has been believed by
some thinkers, not iust since the Scientific Revolution ofthe 17th
and 18th centuries, but since the Ionian, Thales of Miletus,
pondered the world's composition 2,600 years ago. Survival of the
method required sharp criticism of the intervening idealism of Plato
and restatement of the Ionian principle of cognitive unity, by
Epicurus, 300 years later. But survive it did. That way of "trying
to understand" is what physicist-historian Gerald Holton, and E. O.
Wilson (who borrows the phrase), call the Ionian Enchantment. By
contrast with ordinary thought, this is a strange impulse. It is a
reaching for, a delight in, the common features of all things, all
humanity, all cultures, all knowledge, all reality--rather than for
the local oracle's incense and delirium.
Central to the Ionian Enchantment is a
conviction reinforced by experience: that humanity is a part of
nature; hence the universals of nature apply to us. That much is a
faith, the truth of which cannot be proven. Not all the triumphs of
natural science, taken together, are proof, although to "believe"
is to hold something as true. Now it begins to appear that
the belief will extend to complexity itself. Still, it remains a
belief. Idealists, theists, epistemic relativists, different though
their views may be, remind us of it constantly, and are just now
having an exhilarating ride in the academies of the West. They are
right to remind us, but not to forget conveniently that their
arguments are old and weak.
The search for understanding, for explanations
of how things are and why, has come down to us as to streams of
thought, the central channels of which are separate but whose
shallows, where the streams touch, have always been roiled, regions
of eddies and suspended mud. The stream of simple universals is
natural science. Its metaphysics is that Ionian
Enchantment--naturalism, and with it commonly now, materialism (that
is, the concept that the relevant universals have to do with
matter). The other stream, measured by the number of its adherents,
is immensely larger. It too is a faith, and its channel is dualism:
the division of the world into matter and spirit, mind and body.
Dualism is the conviction that matter and spirit exist and are
distinct, that whatever universals may apply to the behavior of
matter or body do not, cannot, govern spirit, or mind, and vice
versa. |
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Of course, naturalism and dualism
have changed over time, especially since the Enlightenment, whose
philosophical, but not practical, children have plunged again and
again into the Romantic sea. In principle, the opposite of "dualism"
(or pluralism) is not naturalism but "monism." Metaphysical
naturalists have often made concessions to spirit, and not just
because it is always prudent--politically correct--to do so. Many
leading dualists concede the truth (more recently, the "truth") of
mature natural science, denying truth only to those parts, such as
evolutionary biology,`that seem too clearly to exclude spirit, or
that deal with qualities of matter that are "irreducible" because
infused with spirit, or just too complex. But the naturalist stream,
while by far the smaller, has floated many, perhaps most, of the new
vessels of human thought these past 300 years. It has borne success,
too much success, according to its enemies. As they see it,
naturalism and materialism are responsible, via that feathers and
wax contraption, technology, for the imminent collapse of Earth's
life-support systems. How odd it is that modern dualists, for
supporting evidence of this threat, depend solely upon
seleced results of naturalist science; and how ironic that some of
the most eloquent naturalists, including E. O. Wilson, are leading
prophets of the collapse!
But this gets ahead of my story. I want to
discuss the boldest prognosis yet for the future of the Ionian
Enchantment, made by the Icarian, Wilson, a quintessential
naturalist. (Granted: the Platonic echo in "quintessential" is
inappropriate.) I can barely touch here upon the likely response to
it from adherents of the current version of dualism, whose condition
has been described, even by some of them, as "biophobic"--the claim
that biology (body) has little or nothing to do with human behavior
(mind), especially with social behavior. I will epitomize it
brusquely (actually, it can be quite subtly argued): biology
explains nothing interesting about human behavior.
The code phrase is "biological determinism." To
be sure, such dualism has more to do nowadays with culture, or
nurture, as antitheses of nature or body or matter, than with spirit
or deity. Nevertheless, it is thoroughly dualistic and
transcendentalist. The push for it now among Western intellectuals
is more from politics (according to its defenders, from "the
struggle for social justice") than from religion. It is dualism
nevertheless in its denial that laws of nature coming from science
offer any true or useful explanation of human behavior and society,
or provide us any guidance. |
|
In Consilience, Wilson
offers his latest and most mettlesome rejection of that dualistic
denial. He asks, "Is this [his book] a paean to the god of Science7"
And replies, "No--to human ingenuity, to the capacity in all of us,
freed at last in the modern era. And to the fortunate
comprehensibility of the universe." Consilience is therefore
visionary, but it is also detailed and documented for the remarkable
range of knowledge discussed. It is--as I expect Wilson means it to
be--a retrospective in maturity of his life as a working scientist
and of ceaseless study and hope for the elucidation of human nature.
It is worth noting in Wilson's output of respected books such titles
as On Human Nature, Biophilia, and Promethean
Fire (the last with Charles J. Lumsden). For his newest title,
he has chosen well in using the almost-forgotten word
consilience.
Consilience of inductions was one of William
Whewell's criteria of inductive truth. Scientist, theologian, poet,
translator, editor, administrator, Whewell (1794-1866) was for 24
years Master of Trinity College, Cambridge, and called, deservedly,
a polymath. He began, a Young Turk among equals, undergraduates of
vast future accomplishment (Charles Babbage, John Herschel, George
Peacock), with the modest project of revolutionizing mathematics at
Cambridge University. They succeeded, not least in replacing
Newton's (England's own!) dot notation in the differential calculus
with the continental d. This illustrates, for those who know
a little about calculus and Cambridge, the considerable ambitions of
those clever undergraduates.
Whewell's mature goal was nothing less than
unification of the intellectual achievements of his time. At the
center was his attempt to bring up to date, in that era of optimism
and progress, Francis Bacon's pleadings for scientific method: to
create a self-consistent logic of induction. It is by induction
(rather than deduction) that the raw materials of natural
science--the facts--enter into knowledge creation. Two of Whewell's
monumental works, his History of the Inductive Sciences and
Philosophy of the Inductive Sciences, set forth the findings
and arguments. The most important were meant to distinguish
excellent science from anything less. For Whewell, excellent science
means true hypotheses. True hypotheses can be identified. The most
important qualities upon which the diagnosis is made are the
consilience of inductions and progressive simplification.
"Consilience" is Whewell's coinage: it means "jumping together." It
is that property of inductions (sets of facts brought under the
purview of a proposition) by which different sets become,
unexpectedly, related, that is, the property of explanatory
surprise. Think of it this way: You propose that the facts a, b,
c . . . have explanation X. You or some other honest investigator
turns, in the fullness of time, to an independent set of facts m, n,
o . . . , for which the going explanation is W. But voila! You, or
that other investigator, or a third, notice, not only that X applies
also to m, n, o . . . but that it explains them better than
W, or than any other hypothesis you can think of. This is
explanatory surprise: sets of inductions have jumped together under
X. Under X they are consilient. The range of X-phenomena has
been expanded. And, not only is X common to a, b, c . . . m, n, o .
. . but it is simpler than X + W. For Whewell, X is then true, or an
approach to truth.
He was a theologian, therefore not shy about
truth, especially the truth of the dazzling achievements on which he
built: universal gravitation and the undulatory nature (wave theory)
of light. Relativity and quantum mechanics played havoc in the 20th
century with 19th century philosophy of science, which had invested
too heavily in such cases. And Whewell has been unfairly ignored in
the resulting dustup. Yet his prescriptions, consilience and
simplification, have had effect: on Charlel Darwin, on James Clerk
Maxwell, on the standards by which science judged excellent or not,
likely to be true or not, to this day. Whether not they have ever
heard of Whewell or consilience (usually not), scientists today have
Whewell's standards in mind. Excellent inquiry about the physical
world is consilient. |
|
Now I repeat myself--almost: E. O.
Wilson's mature goal has been nothing less than unification of the
intellectual achievements of our time. Given the growth ofknowledge
since Whewell's day, this is an act of hubris even greater than
Whewell's. Nor is Wilson's version of consilience exactiy Whewell's.
He has borrowed but also modified the idea. Whewell may have hoped
for refinement of theology to bring it into line with science, but
he would surely not have applauded a public project of explaining
religion through science. Whewell's consilience was of inductions
within the best science, which was physical science. Wilson's
version is much more than explanatory surprise within one or between
two adjacent fields (although he gives us some stunning examples).
It is more daring than that. Whewell, and other metascientists
before modern Darwinism, might well have imagined in privacy a role
for natural science in the understanding of human nature. But
Wilson, armed by the scietific explosion of the last half-century,
has already tried on wings and made some famous preliminary jumps.
In Consilience he flies. Whether the wings stay on remains to
be seen. Whether they do depends, oddly, upon how many others,
similarly talented, care enough to join in the effort of flight.
Wilson's consilience, a proposed standard of inquiry leading to
truth, refers not only to propositions illuminating the facts within
fields of inquiry and levels of organization, but across all the
disciplines of knowledge, bottom-up and top-down--all of
them.
Are there examples? Yes. Wilson's book is
devoted to them. All it needed for such a book to be written was
hubris, encyclopedic knowledge, a sweatshop work ethic, and literary
gifts. It needed a Wilson to offer the obvious conclusion to the
20th century knowledge explosion, anticipating and ignoring the
inevitable sneers of reductionism and crude scientism. It took,
above all, mastery of modern-evolutionary-biology, available to a
thinker who has himself helped to create the subject and followed
out its implications (what Daniel Dennett called "Darwin's dangerous
idea"), all the way from ions at bilayer membranes to neurons, to
brains, to emotions, to societies, across the boundaries of
discipline and organization. There are a few such thinkers at work
nowadays, not just one, but E. O. Wilson, by age and achievements,
is first among equals.
I leave for the reader's pleasure his book's
case studies: physics to cell biology and neuroscience, neuroscience
to mind. Genes to natural selection and evolution. Evolution to
human nature. Human nature to culture. Culture to ethics. Ethics to
religion. Instead, for variety and brevity, here is a case of my
own, of consilience observed. |
|
When I studied cell biology (then
general physiology) in the 1950s, the senior faculty paid little
attention to advances in physics and chemistry, or to biochemistry
(it was still physiological chemistry). I needed special permission
to take chemistry courses. Chemists needed the same for quantum
mechanics in physics. Organic chemrstry, the chemistry of life, was
a hodgepodge of ad hoc mechanisms; organic chemists were clever but
had no basic (that is, physical) idea of how reactions work.
I--young, lazy, avoiding all memorization, and in love--did not,
shall we say, distinguish myself in that subject. But my mentors in
biology cared not; they knew all about, and had a name for, the
stuff of which living cells are made: "protoplasm." They saw an
unknown, possiblv unknowable, quality of "the living state"--not
something one should waste time investigating with chemistry,
organic or otherwise, for to do chemistry one had to break up cells
("homogenize" them) so that chemical components could be identified.
A minority, but then still influential, opinion was that a broken
cell, hence a dead one, has not the living quality. Its chemistry
would thus be irelevant to understanding protoplasm. J. F. Danielli,
for example, a distinguished general physiologist, issued a book
advancing such an argument.
Believers in consilience ignored it. Using
homogenates, they expanded the older physiological chemistry (whose
laboratory practicum students called "Secretions and Excretions") to
a serious biological chemistry. The recognized consilience of
mathematics, physics, and chemistry (including organic) created what
soon became molecular biology, and that style of investigation,
venturing into the formalisms of genetics, became molecular
genetics. And there emerged this truth about protoplasm: it is a
structured soup of perfectly ordinary molecules, some of
which are huge, of specific structure, and information-rich, but
ordinary molecules nevertheless. Properly constituted extracts of
broken (dead) cells proved capable of most of the transformations
once thought to require "life."
This was not a sequence: it happened pretty
much all at once, over a decade or two. It included not only
discovery of the structure and functions of DNA but the reduction of
mutation to physicochemical and cytological detail, answering
still-worrisome questions about rates and mechanisms of variation
and evolution. Within a decade there was intellectual continuity,
all the way from convergent physical theories of molecular structure
(molecular orbitals and vaience bond theory) to convergent theories
of developmental information (how the fertilized egg knows what to
do in starting to make a plant or animal). All this emboldened
neuroscientists (then called electrophysiologists) to learn
molecular and cell biology, and therefrom, the ontogeny of nervous
systems, thence of brains, and their emergent properties.
Aside from fun for scientists, was that push
for consilience useful for anything else, socially useful? I am
continually astonished to discover, among intellectuals, some highly
influential, that the answer can be given as "No" or "Not really."
But of course it was useful. In two ways. First, because what
I have just described revolutionized medicine, among other applied
sciences, as the sober history and the hard data since 1940
demonstrate. There were such sharply positive outcomes for the
quality of human (and animal) life, at least in the fortunate West,
that only a professional sourpuss, social or philosophical, would
deny the utility, referring darkly to overpopulation, out-of-control
healthcare costs, and "they never did win the war on cancer." Such
commentators on science have a restricted notion of social utility,
centering on who gets elected to, or installed after the revolution
in, public office. The second way I leave for the end of these
remarks on Wilson's proposals. |
|
Here, however, a little more about
Wilson's consilience. He is advertising, after all, an unfamiliar
notion. In a chapter of his book entitled "Ariadne's Thread he takes
Daedalus's Cretan labyrinth for a "mythic image of the uncharted
material world in which humanity was born and forever struggles to
understand." Ariadne, the daughter of Minos, loved Theseus. The
clever girl gave her hero-lover a ball of thread, by the aid of
which he found his way in the maze, killed the anthropophagous
Minotaur, and returned to safety. The thread is Wilson's metaphor of
consilience. With it, although we can never chart fully the
knowledge labyrinth of this world, we (Theseus) can at least move
about in it with confidence.
But a less literary analogy may be, for all
that, more instructive. Philosopher Susan Haack, author of
Evidence and Inquiry (1993), has an analogy for the relevance
of experience (sense data plus introspective awareness of mental
states) to the justification of belief. (Remember: to believe is to
hold a proposition true). Her model is a crossword puzzle. I
simplify it for the present purpose, acknowledging its origin in
Haack's work, and that said work is detailed epistemology, while
what I offer here is not. Still, it seems to preserve the good sense
of the original, which Haack has herself applied, in the Romanell
Phi Beta Kappa Lectures, to the unity of inquiry. The clues to the
crossword are the available experiential evidence (including
recorded results of other, trustworthy inquirers). The filled-in
downs and acrosses are beliefs about the clues, or the reasons for
such beliefs. The probability that any new entry fits correctly
depends upon the quality of the clue, the quality of entries
already completed, and how much of the whole puzzle is complete.
The better the clues, the more efficient the choice of entries, the
faster the cells fill up. The more filled in, the better later entry
guesses will be.
Then, if we take the whole puzzle to refer to a
body of knowledge--the past, present, and future of "human
nature"--it is clearly prudent to include as many clues from science
(such as evolutionary biology) as possible, alongside clues from
other kinds of experience of "human nature." Surely, the past and
present of human nature are to some degree explained by science. And
good fits becoming evident as we proceed, even in unlikely crossings
(such as, perhaps, cephalization with cubism), are
consiliences. They reassure us when we are on the right track.
There is every reason to expect that such consiliences will
illuminate human nature, however we defined it initially, including
such features of it as the idea of justice, features that seem, with
most cells in the puzzle still empty, remote from science.
Now, my distinguished colleague, philosopher
Richard Rorty, who must here stand for other thinkers of like
stature, is one of those who might well dismiss, not necessarily
science in the practices of medicine and public health, or
engineering, but its utility in the greater struggle--for social
justice. "I do not have much use for notions like `objective value'
and `objective truth,'" he admits. "I think the so-called
postmodernists are right in their criticisms of traditional
philosophical talk about 'reason.' "And he writes in the same place
("Trotsky and the Wild Orchids") that "at 12 [years of age], I knew
that the point of being human was to spend one's life fighting
social injustice." Rorty likes being attacked from the left as well
as the right, to position himself as the sort of thinker who can do
without the (Platonic) absolutes of the Right and the political
illusions of the extreme Left. But utopianism remains for him the
proper activity of intellectuals who care about social justice,
about the elimination of cruelty. And therein he sees no significant
role for science. Of the sciences since the 18th century, he wrote
in Contingency, Irony, and Solidarity, "they have
nevertheless receded into the background of cultural life.... It is
not something to be deplored, but rather something to be coped with.
We can do so by switching attention to the areas which are at
the forefront of culture, those which excite the imagination of the
young, namely art and utopian politics." In "Trotsky. . ." he makes
this point: "There is nothing sacred about universality which makes
the shared automatically better than the unshared. There is no
automatic privilege of what you can get everybody to agree on (the
universal) over what you cannot (the idiosyncratic)."
But in science, the universal is better
than the idiosyncratic. Wilson's argument is that we must exploit
the actual and potential consilience of natural science with the
human sciences and the arts in order to get at the uniformities, the
basics, of human nature; that knowledge of those basics is necessary
for an adequate understanding of the human condition, which is a
social condition. That without it social justice will
remain--just--a utopianism. Rorty seems to me (with all due respect)
to be wrong on a number of issues regarding science, but here,
especially, on universals. For him universals and searching for them
are Platonism, elitism, invidious comparisons. Universalism distains
or suppresses "idiosyncrasy." The odor of authority clings to it.
Implicit is the humiliation of others, the work of bullies. But I
see no justification thereof in history or in the outcomes of
science. Rorty himself admits that since the 18th century the
sciences "have...made possible the realization of political goals
that could never have been realized without them." How did they
accomplish that? Why, by identifying true (or nearly true)
universals, such as the common origins, physiologies, aspirations,
and feelings of all humankind, and refuting the false ones,
such as the divine right of kings, natural slavery, and the general
inferiority of women. Yes, by some scientists, and at various times,
science has offered false universals, but those have been overthrown
only by better science. And without reaching for true, or
better-approaching-true commonalities, we would have only the
idiosyncrasies of tribes, including those of whatever tribe you or I
happen to belong to.
Now, finally, I can touch the second utility
in the consilience of world knowledge, in filling gaps between
standing disciplines, not just among the natural sciences. The
first, remember, was immediate utility: consilient science broadens
knowledge of human biology to the point that some troubles (for
example, infection) can be fixed, and life made better, more secure.
That, surely, is a kind of social justice, by any definition. But
the definitions of social justice themselves are of interest. Whence
come they? To what extent do they differ among human societies? To
what extent do all of them, if there are uniformities (which seem to
exist), differ from whatever social justice means to chimpanzees?
Since thtre are social arrangements most of the way down the
phylogenetic tree, what regularities have they? How are they related
to the conditions of life-reproductive strategies, physiology,
development, ecosystem organization? What delights us? What, if
anything, delights them? How did the physics and chemistries
of delight and avoidance become embedded in brains, in societies?
Filling such gaps in the puzzle must have eventual utility in
application, like, but much broader than, the utilities of
consilient physiology, pharmacology, and biochemistry in healing.
What we can learn about the biological correlates of poetry, music,
mathematics, a sense of justice, the urge to give comfort, the
impulses of religion, must help us to understand--that is, to
appreciate--them better. And to appreciate the deep meanings of
these things is surely to diminish cruelty, to foster a fundamental
kind of justice based upon respect for life.
Wilson devotes his last chapter to utility. He
identifies what he sees as the gravest problems facing all life on
this planet, and attempts to show how important it is for us to
recognize "a seamless web of cause and effect" in the operation of
the world. Among such problems are the prospect of diverting
evolution itself through molecular genetics (and genetic
engineering), and of damaging the biosphere irreversibly by failing
to check the human population explosion and our power to alter the
landscape (both consequences of science). This is not the place to
judge these. Wilson updates the advocacies of his earlier books. It
is, as said, an irony that a pre-eminent metaphysical naturalist
should see doom in successes of metaphysical naturalism. But I don't
deny the formal cogency of his arguments. While they have to be
taken one at a time and examined, his larger point is
unexceptionable. These gravest of human issues are not social
problems, are not scientific problems, not matters of]ocal politics,
tastes, traditions, beliefs, idiosyncrasies. They are all of
those, together, at one and the same time. That is the strongest
argument for a scholarship of the gaps, that reports honestly and
regularly to everyone, not just to allies and competitors in the
business. The only question, for me, after long years among
intellectuals, is this: are there ever going to be enough of
them with the brains, skills in knowledge acquisition, honesty,
self-confidence in humility, energy, and social support, to follow
Ariadne's thread through the labyrinth, to complete enough of the
crossword puzzle, to make a difference--really to put an end to
human (and animal) sacrifice?
Reprinted from the Winter 1998 Wilson Quarterly
This article may not be resold, reprinted, or redistributed for
compensation of any kind without prior written permission from the
author. For further reprint information, please contact Permissions,
The Wilson Quarterly, One Woodrow Wilson Plaza, 1300
Pennsylvania Avenue, NW, Washington, D.C. 20004-3027
(202-691-4200). |
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