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The Appearance of Reality
A representational approach to explaining consciousness
Tom Clark, Center for Naturalism
Draft/outline only as of 2/7/10. Comments welcome to twc at naturalism dot
org. Changes since 1/31/10: added abstract/overview, brought in some
material from informal notes to the main text with regard to 2 sorts of
reality for the system, representational vs. represented, and the idea that the
direct givenness
of both the mental and physical in naive realism stems from the fact that as conscious subjects
we don't stand in an observational relationship to experience itself, we
consist of it, so what's categorized in experience as the mental and
physical worlds necessarily seems directly present and given to us as
conscious beings. Some meta-comments appear in the text in brackets. Notes
are informal at the moment. Thanks to David Gamez for comments on an earlier
version of this draft. Sections: Drawing
primarily on the work of Thomas Metzinger, but other philosophers as well, this
paper takes a representationalist approach to explaining consciousness: how
might the 1st person, subjective, private phenomenal states that constitute
consciousness be entailed by being a physically instantiated representational
system?
Consciousness defined. a phenomenal reality whose basic elements are
irreducibly qualitative (e.g., pain, red) and unified into a coherent
experiential gestalt of self-in-the-world. Note that phenomenal means to
appear, where appearance contrasts with what’s real, what’s self-existent
behind the appearances. But experience is our reality; as conscious
subjects, we can’t transcend experience to access something more real.
Experience per se is untranscendably “system-real,” that is, real for us as
individual conscious systems, even though we realize that, as a window on the
world, it can be mistaken because it is an appearance, not the external
reality it models. See the third paragraph ("The explanatory target") of
Part 5 for more on defining consciousness.
The hard
problem. how to explain phenomenal, qualitative consciousness within a
unified, philo-scientific 3rd person theory that connects the mental
and physical. Epistemic
perspectivalism** – a representational thesis. Reality is only known under a
description, as modeled by a representational system (RS) with a limited
perspective; reality is never grasped directly. Reality appears for a system
by virtue of the system’s representational, epistemic capacities. The
commonsense dual ontology of reality - mental vs. physical - is generated by
being a knowledge-seeking (epistemic, representational) system, where the mental
is what the system categorizes as its own internal representational
operations, plus the self which produces or witnesses them, and the physical is
what’s categorized as external reality, both directly presented and as
represented by thoughts, imagination, etc. (see section 4 on the mental/physical
distinction (MPD) as representational). This categorization operates on basic
representational elements – experienced as qualia – that the system can’t
transcend, second-guess or change, hence are real for it alone, or as I
put it, system-real. Prior to categorization these elements are neither
mental nor physical as far as what they represent for the system (e.g.,
sometimes you can’t tell whether what you’re experiencing is a hallucination or
not), they simply constitute a representational reality for the system -
what it can't second guess. After categorization, they constitute a
represented reality for the system: what the system understands reality to
be as modeled by its representations. See section 5 on the hard problem for speculations on how the system’s
phenomenal, representational reality – consciousness – might be entailed by being a RS. **I call this
epistemic perspectivalism because it seems descriptive of the thesis presented
here, realizing that others may have used the phrase in different contexts. I’m
open to other suggestions as to what to call it, if anything. Two
epistemic perspectives on reality. 1st person organism/system,
which somehow results in or entails consciousness (the hard problem), and 3rd
person collective perspective which results in science. 1st
person subjective epistemic perspective. The organism/system (e.g., human)
has complex representational capacities, in our case acquired via evolution,
which somehow entail phenomenal, qualitative consciousness – a subjective mental reality.
Consciousness is categorically private: experiences are always someone’s,
tied to particular representational systems (RSs); experiences aren’t publicly
available – no one can literally feel my pain. Nor has anyone ever
observed a pain or any other conscious state; we don’t even observe our own
experiences; rather we subjectively consist of them as we observe the
world (see
Killing the observer). Experiences are intersubjectively invisible,
unmeasurable or, even stronger, intersubjectively non-existent. The privacy of consciousness is a 3rd
person fact about it that helps to generate the hard problem since it’s
difficult to claim an identity between something categorically private (one’s
experience) and anything that’s public (like one’s brain) – see the section on
explanatory non-starters. The other most difficult aspect of the hard problem is
the qualitativeness of the basic elements of consciousness. Could be that both
privacy and qualitativeness are entangled entailments of being a sufficiently
complex RS - see hard problem section. 3rd
person intersubjective epistemic perspective. Public, objective, scientific
models of reality abstract away from qualitative subjective experience in
forming conceptual and quantitative descriptions of the world. Qualia
necessarily drop out when forming concepts and constructing quantitative and
causal models in the collective epistemic perspective we call science. The
objective world is just what’s intersubjectively available for
observation. Since consciousness (phenomenal qualities) isn’t intersubjectively
available, no qualitative states (e.g., my red, my pain) play a role in
descriptions of the intersubjective, objective world – science is
perforce restricted to a purely 3rd person, objective ontology. (Note: this leads to ruling out, or
at least doubting, certain explanatory possibilities for consciousness, namely
those involving mental-physical identity, interactionism, causation,
combination, and emergence; see section on explanatory options.) Conclusion
re mental causation: consciousness not even epiphenomenal. Epistemic
perspectivalism (EP) can be applied to the puzzle of mental causation, of how
conscious states could possibly influence action when neural processes are doing
all the causal work (causal closure of physical world). The mistake, EP says, is
to try to combine two parallel epistemic perspectives on reality when explaining
behavior. Consciousness isn’t available to 3rd person accounts since
it isn’t intersubjectively observable or measurable. So conscious experiences
aren’t even epiphenomenal: they simply don’t and can’t play a role in
intersubjective descriptions and explanations of behavior since they don’t
exist intersubjectively. For something to be epiphenomenal, it has to be
present in a situation but causally disconnected, and qualia simply aren’t
present for science. But, from our 1st person perspectives qualia are
inescapably explanatory: I wince, nurse my arm, because I feel pain. So
we naturally try to incorporate this 1st person account into the 3rd
person account, and then conclude either that 1) qualia are epiphenomenal for
behavior since neurons are doing all the causal work, or 2) that non-physical
consciousness has some mysterious capacity to influence the physical brain
(dualist interactionism). But on EP neither is the case. Rather, we have two
immiscible (uncombinable, unmixable) epistemic perspectives on behavior, each
with its own privileged ontology, one mental - private subjective qualitative
states - and one physical: publicly observable, intersubjective entities and
processes, characterized by concepts and quantities, not qualities. We needn't
worry about consciousness not being causally effective on 3rd person accounts
because the physical processes correlated with consciousness are
effective. David Rosenthal is skeptical about the causal contribution of
consciousness, see
here, but for different reasons.
Explanatory priority of 3rd person objectivity. The 3rd
person perspective wants a unified account of existence, hence wants to explain
consciousness from an objective standpoint: how do intersubjectively available,
therefore objective, entities give rise to, entail, or connect with private
subjective phenomenal states – consciousness? Note that the 3rd
person account necessarily gives ontological priority to what’s
intersubjectively available, in that it takes physical, objective things as
uncontroversially self-existent. So it naturally wants to reduce the mental to
the physical, or show how the mental (private phenomenology, qualia) is produced
by or otherwise entailed by the physical (public objects extended in space). What we’re
shooting for. We want a satisfying explanation, one that demonstrates a transparent,
intuitive, necessary entailment from 3rd person reality to 1st
person reality, closing the explanatory gap, or if that’s not forthcoming,
explain what the relation, if any, is.
Naturalistic evidential constraint. The explanation must conform to and explain
scientific, intersubjective evidence and findings re consciousness, e.g., those
coming from neuroscience and neurophilosophy. No invocation of the supernatural
or other unevidenced processes or entities counts as explanatory. See
here re scientific explanatory adequacy. If no explanation forthcoming, must
admit ignorance for the time being, not appeal to unexplained explainers! Standard
types of explanatory relations. 3rd person philo-scientific
explanations of phenomena usually involve causal, combinatorial or emergentist
entailments from less complex to more complex phenomena, but:
Consciousness is essentially private and subjective. Phenomenal
states constituting consciousness exist only
for a representational system; no conscious states have ever been intersubjectively observed, therefore:
Explanatory non-starters. Not a causal relation:
mental/subjective not causally produced or generated by physical/objective
since that would make it public; causal mechanisms are non-starters, e.g.,
no “2nd transduction” into objective mental stuff
(Dennett). E.g., Tononi says "It is hard to imagine what may be the
complexity of the quale generated by a sizable portion of our brain." (Consciousness
as integrated information: a provisional manifesto, p. 239). But the
brain isn't generating anything qualitative as an effect, only
integrating information for the system. [Tononi might well agree, and reply
that "generate" is just a figure of speech.] Not a combinatorial
relation: no locatable elementary “quanta” or “units” of the phenomenal that
get combined into personal consciousness; panpsychism a non-starter. No
observational evidence for panpsychism as yet. Not emergence: emergentist
explanations involve part/whole relations, but the parts and wholes are of
the same (public) kind, and underlying mechanisms and relations are in
principle discoverable/observable; but consciousness not public, no obvious
public object relations out of which something categorically private could
arise as an emergent phenomenon. Not
identity: identity claims between private qualitative experience and public,
non-qualitative states of affairs are very difficult to sustain, so physicalism,
reductive or non-reductive, is a tough sell, e.g., Jaegwon Kim explores the
limits of physicalism
here. Not interactionist dualism:
substance dualism supposes consciousness is objective, on the same playing
field as physical objects, but this seems wrong according to epistemic
perspectivalism (see part 1 above). Interactionism violates causal closure,
plus there’s no evidence for the causal contribution of qualia in 3rd
person explanations, e.g. no evidence for violations of energy conservation,
for instance as hypothesized by Eliztur in
Consciousness makes a difference: a
reluctant dualist's confession.
Conclusion
re explaining consciousness. 3rd person theory needs, ideally,
some other sort of non-causal, non-combinatorial, non-emergentist entailment
to understand how qualitative consciousness comes to exist only for a system
that’s part of the natural, physical world. Possible representational
explanation coming from epistemic perspectivalism: qualia, the basic qualitative
elements of conscious mental reality, are non-causally entailed by
being a sufficiently recursive and ramified representational system (RS) –
see hard problem section. Prima
facie plausibility of representationalism. Given robust evidence of
correlation with neurally instantiated higher-level representational functions,
consciousness is likely an entailment of being a complex representational system
(RS), see
here for evidence and citations. But the exact nature of that entailment is
difficult to specify - the hard problem. Neural
activity sufficient for consciousness. Dreams, especially
lucid dreams, are good evidence that brain processes are sufficient for
consciousness. No need for online sensory or behavioral interaction with the
world for full-blown conscious and self-conscious states to exist (contra Noe in
Out of Our Heads). The brain has the representational resources to
support phenomenology on its own, so consciousness likely supervenes on internal
states. Metzinger, Revonsuo and others: consciousness akin to virtual reality.
Robust supervenience relations pretty much guarantee that there are stable
neural processes underlying and co-varying with stable qualia.
General claim about self-regulation and self-representation. Having an
internal representational self-model is necessary for self-regulation, according
to Metzinger, citing Conant and Ashby, 1970, “Every good regulator of a system
must be a model of that system.” International Journal of Systems Science
2: 89-97. Reprinted in G. J. Klir, ed., (1991), Facets of System Science.
New York: Plenum Press.
Representation as anticipation in service to behavior control. The brain
evolved representational capacities in response to behavior control exigencies.
Internal states that track the environment are necessary for flexible behavior
that responds to environment under time pressure. Brain is a predictor of
events (Jeff Hawkins: On Intelligence), hence needs internal model that
anticipates the world, otherwise response time too slow, action too late. Brain
looks to confirm/disconfirm currently active model using sensory input.
Metzinger: “dreaming vigorously at the world.”
Co-variation of intentional brain states and conscious states. Particular
neural sub-systems at various levels, e.g., the visual cortical areas, support
particular feature recognition, e.g., colors, edges, movement, faces, objects,
binding, highest level gestalts (workspace) – all these are intentional,
information-carrying, hence representational systems. We observe close co-variation between certain classes of physically
instantiated intentional states and reported phenomenal states, e.g., color, taste, smell, proprioception, plus bound unified gestalts
(objects, self, world). Lesion studies good evidence for this. See Metzinger in Being No One for extended
discussion of neuroscientific evidence, especially physically based
psychopathologies, for instance as researched by Ramachandran. Qualia as
1st person representational content. Subjective phenomenal states (qualia)
are plausibly
construed as representational, informational, intentional content about the organism and world,
content which is normally associated with high level behavior (Tye: Ten
Problems of Consciousness, Dretske: Naturalizing the Mind, Lycan:
Consciousness, Metzinger BNO, The Ego Tunnel, Tononi, and other
representationalist philosophers).
According to Tononi's theory of integrated information, phenomenal qualities
might be specified by the amount of integrated information in the system and the
dimensional characteristics of that information as represented in its
sensory/perceptual state-spaces. Consciousness is thus the 1st person indicator or correlate of
behavioral control that lines up with 3rd person neural story of
representation, but not causally active in 3rd person story since
doesn’t appear in it, according to epistemic perspectivalism (the conclusion of
part 1). Conclusion
re representationalism. Representationalism a plausible, evidence-based
hypothesis that connects brain functions and phenomenology. They co-vary closely
and both carry intentional, representational content about the world and thus
are central to explaining flexible behavior, from both the 3rd and 1st
person epistemic perspectives. But what is the connection, precisely?
That’s the hard problem, see part 5.
Consciousness as essentially qualitative. Qualitative states, ordinarily
bound into integrated objects, scenes and events with the phenomenal self at the
center, are all there is to consciousness. There is no non-qualitative
contrast set for qualia within experience. If you subtract all qualitative
experience, would there still be something it is like to think, believe, or be
the subject of other non-sensory, non-perceptual states? Arguably not.
Conscious episodes of thinking involve “phonemic imagery” (Velmans in Journal
of Consciousness Studies - need citation), conscious episodes of believing involve
qualitative sensations (some vivid, some subtle) of conviction, of preparing to
avow and assert, of vindication, etc. If non-qualitative conscious states do
exist, then arguably they don’t pose as tough an explanatory problem for
science, since science could show them as straightforward entailments of other
non-qualitative phenomena, e.g., brain states. But to explain how qualitative
states come to exist only for a system – the hard problem - is not
straightforward. The
mental-physical distinction is generated within consciousness.
Although qualitative experience is all we have as conscious subjects, we
pre-theoretically, folk-metaphysically divide the world given to us in
experience between what’s mental (my private thoughts, emotions, and sensations
that no one else has access to) and what’s physical (my body and brain, other
people, external objects, all of which are possible objects of observation by
others). Prior to science and the advent of the concept of consciousness as a
categorically mental phenomenon (Gamez,
ch 2), we are naïve realists (Metzinger)
about both the mental and physical, not realizing that what’s commonsensically
physical is a categorization of part of our experience as the directly
given presence of external, objective reality. Likewise the commonsensically
mental is a categorization of part of our experience as the directly
given presence of internal, private mental reality, including the internal,
non-extended phenomenal self. Most of the time as conscious subjects we cannot step
outside this categorization: the external world as we represent it usually seems directly
given to
us as a physical, system-independent reality, and our internal states as we
represent them are
directly given to us as a mental, system-dependent reality. We don't
ordinarily experience our experience as a model (although in lucid dreams we do,
see here). Moreover, as
conscious beings we never step
outside our phenomenal, system-real worlds – the private representational
reality of qualitative experience – within which
this categorization is generated. As Metzinger puts it, we're stuck inside our
ego tunnels. The
mental-physical distinction as representational. The mental-physical
distinction (MPD) is a represented distinction that gets it content from
more basic representational achievements of behaviorally complex
representational systems (RSs) such as ourselves. The RS discriminates
(represents the difference) between self and world, between what’s inside and
outside the system, and between represented states and what’s represented (a
representationally recursive achievement). These discriminations have their
neural correlates (with which evolution did its work), but are also phenomenally
real for us, hence part of commonsense folk metaphysics. In what follows I’ll
refer to both the 1st person experience of the MPD and the
distinctions it gains its meaning from, and the underlying 3rd
person physical system that makes these distinctions and (somehow)
entails conscious experience itself. [must work on disambiguating these in what
follows to avoid confusion] The
discovery of the hard problem. Folk dualism supposes that we have direct
contact with the external, physical world (including the body) in that some
experience is naively classified as being physical: we are thus naïve
realists about the external world (Metzinger). We also experience being in direct contact
with the mental realm, e.g., our thoughts and emotions, so we are also mental
realists, and perhaps naïve in this as well. The experience of direct givenness
of both the mental and physical stems from the fact that as conscious subjects
we don't stand in an observational relationship to experience itself, we
consist of it, so what's categorized in experience as mental and physical
necessarily seem directly present to us. In seeking a coherent picture of
reality, philosophy (and then with science, hence “philo-science”) inherits folk
dualism, but goes further: according to a widely held theory (as opposed to
pre-theoretical commonsense) conscious experience is entirely mental. The
theory says that in experience we don’t have direct contact with the
physical external world as the naïve realism of folk metaphysics would have it.
Instead, consciousness mediates that contact. What we as conscious
subjects naively categorize as the world directly presented to us, philo-science
says, is actually a mental phenomenon: it’s our experience of the world
being directly presented to us. Science then discovers that conscious experience,
now a completely mental phenomenon,
is very closely correlated to certain neural goings-on. The question then
naturally arises: how can a categorically physical system – the human organism –
give rise to something categorically mental: conscious experience? This is the
hard problem. From a
representational categorization to a metaphysical divide. In trying to solve
the hard problem, philo-science is trying to conceptually unify, by means of a
theory, a pretheoretical represented categorization of reality divided
into the mental and physical (the mental-physical distinction, MPD), a
categorization generated by our being knowledge-seeking systems that to flourish
must distinguish self from world, inside from outside, and representations from
what’s represented (see the previous section). [Pessimist says: this might explain why this project is
impossible: because the categorization is so categorical, there are exactly
no conceivable entailments from one to another!] Notice that the MPD,
according to the section above, doesn’t result from the physical causally
producing the mental, rather it’s a representational result, a
categorization that gets imposed on our experience and that presumably has its
neural correlates. But this representational categorization gets construed by
folk naïve realism, and then by much traditional philosophy, as a
metaphysical claim: that there exist in reality two categorically
different sorts of things or substances, mind vs. body, mental vs. physical,
when in fact the original distinctions were strictly practical and epistemic,
made on behalf of the system. There’s a shift from an adaptive representational,
epistemic categorization, experienced in consciousness as what’s inside
and non-extended vs.
outside and extended, to a metaphysical dualism. The dualistic metaphysics then generates the
vexed question of the relation between the mental and physical conceived of as
two different ontologies, one immaterial, one material. Third-person
accounts naturally gravitate toward explanations of consciousness in terms of
causal, combinational or emergentist paradigms involving physical
(intersubjectively observable) entities and processes, but as seen in part 2
these likely don’t work. So what 3rd person story might work?
Epistemic
perspectivalism, round 2: being a representational system as entailing
consciousness. The story I favor, no surprise, is representational.
Following the work of Metzinger, Van Gulick, Dretske, Tye, Lycan and others exploring
representational accounts of consciousness, I suggest that the appearance of a
private phenomenal reality for the system – conscious experience – might be entailed by
certain of the system’s representational characteristics and capacities. Where I
part ways with most of the above philosophers is in denying the causal
contribution of consciousness in 3rd person accounts of behavior, as
concluded at the end of part 1 above.
The
explanatory target. In order to minimize confusion, I will spell out
the characteristics of our explanatory target, phenomenal consciousness. The
basic elements of consciousness are irreducibly qualitative (e.g., pain, red),
in that they possess an
essential character (the redness of red, the painfulness of pain) that
itself can’t be further qualified or broken down. This makes such qualities
(qualia) ineffable: not amenable to further description. But these basic
elements never appear alone in consciousness (Metzinger), but are grouped into
objects, scenes, events, and a coherent experiential gestalt of
self-in-the-world. At the center of our phenomenal consciousness (most of the
time) is the phenomenal self, the hard to pin down but very (system) real, qualitative
sense of being an experiencer to whom experience is presented. But this
experienced self is itself part of, not separate from, experience (Clark,
Metzinger, see
here). [note this sense possibly just being the coordinated sum of bodily
sensations] Logical
entailments of being a RS. Below are listed 3 interconnected, overlapping
reasons why being a complex representational system might logically entail
the appearance of a phenomenal reality as an ensemble of
irreducible qualitative elements for that system. 1. Root
representational vocabulary. Logically, a representational system must have
a basic, irreducible, reliable set of elements that can’t be further broken down, a root
combinatorial vocabulary which gets leveraged in representing complex states of
affairs (language, math are such systems, does the brain or its sub-systems have
basic neural vocabularies?). Representational systems need basic
inter-defined, contrastive elements in some format with which to operate, and
these must be non-decomposable and unmodifiable for the system. The properties
of the basic elements are arbitrary for the RS, hence not
represented facts for it, not facts about the world it represents using
those basic elements (e.g., there’s nothing actually red in the world, rather
red is how the RS arbitrarily experiences its capacity to discriminate one part of the world
from another via light reflectances). Qualia seem to be just such root
representational, contrastive, content-bearing elements within conscious
experience.
2.
Representational self-limitations. Logically, the RS can’t be in a direct
representational, epistemic relationship with its own front-line, basic
elements of representation; it doesn’t and can’t (directly) represent them
(they represent the world for the RS), so they won’t be facts about which it
could be wrong or right, but just counters (pieces) in the game of
representation (see
here). It can’t misrepresent them, hence they are direct irreducible
givens for the RS as it constructs its reality model (Metzinger). This again is
exactly how qualia (red, pain), the basic elements of experience, present
themselves in consciousness: as impenetrable, untranscendable elements about
which we have no say, that can’t be second guessed, that are “irrevocable”
(Ramachandran and Hirstein in
3 laws of qualia, p. 437). Qualia are non-inferential, immediately given,
non-conceptual (Tye), system-real elements that get combined in our
experience of objects, scenes and the world, whether veridical or not. What’s
system-real is just that which the RS can’t transcend in its representational
work, what it can’t modify or control as an element in its
representational economy. 3. Limits
of resolution. The RS will necessarily have limits of resolution as entailed
by behavioral requirements and physical limitations – there’s no need or
capacity to discriminate beyond a certain level. This suggests a basic neural
vocabulary for each sensory channel keyed to tracking differences in the
external world and body as determined by the resolution of neurally instantiated
state-spaces, e.g., hue discrimination, pitch discrimination, touch
discrimination. The resolution is also set by constraints of smallest physical
units being responded to, e.g. photons, wavelengths, chemical compounds. These limits of resolution
parallel and perhaps entail the irreducible phenomenal elements of conscious
experience that get defined in experimental setups by just noticeable
differences (JNDs) between consciously experienced colors, pressures,
temperatures, tastes, smells, etc. Conclusion
re logical entailments. Any representational system (RS) will have a bottom
level, not further decomposable, unmodifiable, epistemically impenetrable
(unrepresentable) hence qualitative (non-decomposable, homogeneous) and
ineffable set of representational elements. These elements are arbitrary
with respect to what they represent since the RS only needs reliable
co-variation, not literal similarity. They therefore appear as irreducible and
indubitable phenomenal realities for the RS. [Skeptic says: “Therefore??
The entailment from physically instantiated representational elements to
phenomenal elements is still patently obscure and mysterious!" Agreed,
perhaps the adaptive considerations below will help reduce the obscurity.] Of course, these logical criteria by themselves imply that consciousness might attend very simple
representational systems like thermostats. We can’t perhaps empirically rule
out such consciousness, but we have no prima facie good reason to think
thermostats entertain phenomenal states given the empirical evidence that
consciousness correlates with certain higher level capacities. The adaptive
considerations set forth below will narrow the range of plausible candidates for
consciousness to more complex systems such as ourselves and some other animals.
Functional
and adaptive considerations entailing consciousness for a representational
system. Below are several overlapping, mutually reinforcing considerations,
taken mostly from Metzinger (Being No One, The Ego Tunnel), that
suggest why a phenomenal system reality might attend a sufficiently complex,
behaviorally flexible RS. [work on disambiguating and simplifying these – find
the key explanatory entailments that are in common to them] Note that
specifically adaptive proposals for consciousness and qualia per se
(the phenomenal level, as Metzinger calls it) face the problem of trying to
incorporate phenomenal mental reality as a causal factor in 3rd
person accounts, which generates the puzzle of mental causation, hence I’m
skeptical of them. More likely and logically (perhaps!), as argued here, the
qualitative can be understood as a non-causal entailment of representational
functions that constitute the organismic epistemic perspective. Consciousness
doesn’t add to causal powers of the physically instantiated representational
process in 3rd person physical accounts, but phenomenal episodes
necessarily appear causal within the 1st person qualitative system
reality. 1.
Integrative functions of the global workspace (Baars). Higher level
integrative functions instantiated in the thalamo-cortical loop subserve
multi-modal representations that are associated with behavior only possible when
conscious (see
here, but note that it may not be consciousness per se that’s doing the work
in the 3rd person story! – see parts 1 and 2 of this paper and
David Rosenthal
here). These functions
perhaps need chunked, data-reduced lower level content elements as inputs, hence
the impenetrability and qualitative homogeneity of the
elements that make up the unified conscious gestalt produced by informational
binding. That consciousness always seems to involve a unified gestalt of
many irreducibly qualitative elements, and that this is associated with the
capacity for flexible, novel and contingency-anticipating behavior, limits
ascriptions of consciousness to complex systems with these sort of integrative
capacities. Thermostats don’t have these capacities, so very likely aren’t
conscious and need not be treated as possible subjects of suffering. Rats likely
do, and are, so handle with care. 2.
Transparency as efficient data-reduction. Metzinger (underlining added):
“Transparency of internal data-structures [transparency: the RS only “sees” the
informational content of its data structures, not their role as
representations or the processing that produced them] is a great advantage for any biosystem having to operate with
limited temporal and neural resources. Indeed, it minimizes computational load
since it is synonymous to a missing of information on this level of
processing: Our representational architecture only allows for a very limited
introspective access to the real dynamics of the myriads of individual neural
events out of which our phenomenal world finally emerges in a seemingly
effortless manner.” Metzinger, citing Van Gulick and others, leans heavily on transparency as a key element in
explaining qualitative consciousness, but one still wants to know how, precisely, the
phenomenal emerges as a subjectively private result of 3rd person,
publicly observable (in principle) data-reduction. The exact nature of the
non-causal entailment from public to private and from non-qualitative to
qualitative is still obscure (to me), which is why the points made here (in part
5) are gestures in a somewhat vague direction, not a clear hypothesis. Also, the way I
see it, the advantage for a behaving system accrues at the level of neurally
instantiated control, so, contra Metzinger and others, the phenomenal level
isn’t causally effective in 3rd person accounts of behavior (see
parts 1 and 2). Helpful hint from Gamez’s gloss on or quote from (?) Metzinger:
“One of the functional properties of homogeneity is that it prevents us from
introspectively penetrating into the processing stages underlying the activation
of sensory content, which is essential for the production of an untranscendable
reality…and for reducing the computational load.” (p. 71
Gamez, ch 2). Note that this “untranscendable reality” is system
reality, a phenomenal representational reality for the system alone, that’s entailed by
suppression of lower level processing information and the delivery of pure,
unmodifiable content to higher levels (e.g., thalamo-cortical global workspace).
This phenomenal content, this qualitative system reality, is invisible to outside observers,
who only see the processing system (the brain). 3.
Reiterated dynamic context loop. Information concerning the recent
past is fed forward to constrain the RS’s current state, which creates a
re-entrant recursive dynamic loop which contains the currently active
information that appears to us as our unified, continuous but continually
changing phenomenal reality (Edelman, Metzinger in Ego Tunnel). But,
recursion must eventually halt, given real world constraints of energy and time
pressure, so the process needs untranscendable elements to prevent the system
getting lost in an infinite loop. Hence: 4.
Untranscendable object. Metzinger: the RS, in representing itself, by
necessity has to limit recursive system modeling in order to avoid infinite
regress (representing that it’s representing that it’s representing, etc.), so
it must have untranscendable givens that are taken as unrepresented – a
bottom level representational vocabulary that it can’t doubt or misrepresent,
that are behavior controlling (“behaviorally serious”), hence an appearance/presence
that’s taken as real, an “untranscendable object” (Ramachandran and Hirstein
make much the same point in “The 3 laws of qualia”). Qualia are (perhaps)
non-causally entailed by a physically instantiated representational architecture
that has this adaptively necessary feature. Metzinger in Being No One p.
566: “it may turn out that any representational system needs some kind of
transparent primitives.” To be qualitative for the system is perhaps just to
be representationally and cognitively impenetrable to the system: it can’t
deconstruct elements or “see” their processing, only the content, hence they
become phenomenally real, system-real, that is, homogeneous and
non-decomposable informational content for the system alone. 5. “World
zero”. Metzinger: the system needs an on-line reference base reality model
that’s responsive to the outside world which it can’t doubt, against which to
test/compare its off-line simulations. This perhaps becomes/is the phenomenal,
the system-real, consciousness. Alternatively, and perhaps more accurately:
world zero is that sub-set of my untranscendable phenomenal system reality that
gets categorized as the real external world, as contrasted with that subset of
my phenomenal reality that gets categorized as a simulation (thoughts,
daydreams, hypothetical imaginings, memories). Note that having a stable,
reliable represented external reality depends crucially on having an
untranscendable system reality with which to construct it: basic
non-decomposable representational elements experienced as irrevocable qualia. See part 4 above and the informal
notes below. 6.
Autoepistemic closure. Metzinger: we don’t experience the phenomenal content
of our self-model as being created by a representational process, hence it’s
not-a-model, hence real for us, just as a certain portion of our
phenomenal reality gets categorized as the real external world: “Possessing this
content [of the self-model] on the level of phenomenal experience was
evolutionary [sic] advantageous, but as such (i.e., as phenomenal
content) it is not epistemically justified.” (quote from online précis of BNO?)
That is, there really isn’t a substantial self existing in the world, only a
representation that there is such a thing, a self-model which is experienced
as the phenomenal self in conscious experience. Again, I part company with Metzinger
in his contention that the phenomenal level of content per se was adaptive, rather it’s the
physically instantiated representational processing – an objective, 3rd
person-observable process that happens to entail the conscious phenomenology of
a really existing self – that’s adaptive on a 3rd person account. 7. Content
as an abstract property: Metzinger in Ego Tunnel (underlining
added): “The representational carrier of your phenomenal experience is a certain
process in the brain. This process, which in no concrete way possesses anything
"paper-like" - is not consciously experienced by yourself, it is transparent in
the sense of you looking through it. What you are looking onto is its
representational content, the existence of a paper, here and now, as
given through your sensory organs. This content, therefore, is an abstract
property of the concrete representational state in your brain.” Note that
this account fits with Tye’s “PANIC” representational theory of consciousness as
set forth in Ten Problems of Consciousness: phenomenal, qualitative
experience is informational content of a particular sort, namely: Poised
(to contribute to beliefs and behavior control), Abstract, Non-conceptual,
Intentional Content. For Tye, the abstractness of qualitative
states has to do with the fact that basic qualities (pain, red) aren’t
themselves particular objects in experience, rather they are always presented as
the represented
characteristics of particular, concrete, non-abstract objects. Concluding
speculations re hard problem. The considerations set forth above, both
logical and functional/adaptive, all point in more or less the same direction:
that a sufficiently complex information-gathering and integrating system such as
ourselves might non-causally entail the appearance of a qualitative
system reality – consciousness – for that system. Consciousness and its basic
qualitative elements – qualia – aren’t causally produced, since if they were
they’d be observationally available from outside the system. Rather, if one
is such a representational system, then one will be a locus of consciousness
because the RS logically must have unmodifiable basic informational, cognitively
impenetrable, not-themselves-represented, hence qualitative content
elements for the system which combine in representing the world. Further,
functional and adaptive constraints on representation also entail that these
elements will be stripped of information about their processuality and their
representational nature, such that (again) they become basic, non-decomposable
content-only elements for the system, hence a qualitative reality appearing for
the system alone. That phenomenal consciousness is empirically found to be
associated with certain higher-level processes which integrate information and
feed it forward to control behavior (the dynamic context loop) suggests that
these processes require content-only, hence qualitative-for-the-system, inputs in
constructing a coherent, unified self-in-the-world reality model (Metzinger).
This is what we experience as being present in a coherent, concrete,
untranscendable phenomenal reality from moment to moment. Reality, including the
experienced reality of being a self, phenomenally appears to us by virtue of our being
certain sorts of representational systems. Mental privacy:
explains why the mental/subjective/qualitative is only for a system, not
found in the intersubjective world as described by science. If
qualitativeness for the system is a matter of the system's representational
capacities (see part 5), then perforce qualitativeness is private, since
being that system entails the appearance of qualities for that
system only. Note that this is a non-causal entailment: the
mental (qualitative) isn't produced or generated by the physical
(non-qualitative) as a publicly observable effect. [Similarly, Tononi says
"...the Integrated Information Theory ... implies that to be conscious—say
to have a vivid experience of pure red—one needs to be a complex of
high phi [integrated information]; there is no other way." - from "Consciousness
as integrated information: a provisional manifesto," p. 234, original
emphasis] Phenomenal and
(naive) mental
realism: explains why the elements of phenomenal consciousness are
untranscendable and indubitable for the system - “system real” - and, when
categorized by the mental-physical distinction (MPD) as mental (i.e., as internal, system
dependent, non-spatial), some of these elements are experienced as a
directly given mental reality. The MPD has its basis in a veridical distinction, since
there really is a (semi-permeable but robust) border between the system and the rest of the
world, there really is an inside and an outside, but the experience of direct givenness is an illusion, hence in this
sense naive. Naive
realism about the
external world. Same story as above for our experience of a
self-existent external world, but on the other side of the MPD. Again, there
really is a world outside the system, but naive realists suppose it's
directly presented, not mediated by consciousness. That it seems directly
presented is because there's no epistemic, representational distance between
the system and the representational reality of phenomenal experience. As
conscious subjects, we consist of experience, variously categorized
as internal vs. external, so the mental and physical realms seem directly
given. Phenomenal
qualitativeness, qualia: explains the non-decomposable, homogeneous qualitativeness of basic experiential elements; the system logically
can’t and (adaptively, functionally) must not directly
access/represent its own bottom level and front line representational
processuality, which therefore becomes pure, transparent, qualitative representational
content for the system - qualia. Such qualitative states are only for
the system because they are a function of being the system. Unity of consciousness
and restriction of attributions of consciousness to complex systems:
global workspace higher-level integration explains why qualitative
consciousness always involves gestalts in a highest order world-model: the
appearance of a coherent world composed of objects, scenes, and
events. The functions of the workspace involve binding, integration, and
access, and these functions perhaps require content-only elements as inputs.
Only systems with these capacities are likely conscious, given the empirical
evidence thus far. Psycho-physical parallelism: explains why we have
parallel 1st and 3rd
person explanatory stories of behavior that correlate qualia with brain
states, yet show no causal interaction. To combine them is a mistake,
since this attempts to mix two different epistemic (representational)
perspectives, one that’s organismic and system-relative, resulting in
qualitative consciousness, the other that's collective and that abstracts
away from experienced qualities, resulting in conceptual,
quantitative, non-qualitative science. Objective causal absence
of consciousness: explains why qualia are not causally engaged on 3rd
person theory, not even epiphenomenal, since they don’t and can’t
appear in objective explanations in which the physical necessarily does all
the causal work. Example: evolution as a 3rd person account only
“sees” the physical, so consciousness per se not adaptive on this account,
only the processes with which it is correlated and which entail it. Subjective mental
causation: explains why subjectively, from a 1st
person conscious perspective, qualitative states will inevitably seem
causally effective since this is the system’s phenomenal reality for itself
as the experience of behaving unfolds. Pain as paradigm subjective
cause, a first person indicator of “behavioral seriousness”: I
experience
that pain causes me to wince. Behavior is in common between 1st
and 3rd person perspectives, both subjectively experienced and
intersubjectively observed, hence the temptation to mix perspectives in our
explanations, resulting in the puzzle of mental causation. The intractability of
the explanatory gap: 3rd person theory naturally wants to
locate subjectivity in the objective world via
causation/combination/emergence, the paradigms of physical/objective
explanation, but this won’t be forthcoming and we can see why. So we
might well remain scientifically unsatisfied by EP and non-causal
entailment explanations and we can see why. The mental/physical
distinction (MPD) is explicable as a representational phenomenon: the
system distinguishes system from world, inside from outside, its own
representational operations from the world it’s representing. The mental is
experience categorized as that which is private, qualitative, non-spatial,
internal, system-dependent, has basic non-conceptual elements, and is often
taken as representational; the physical is experience categorized as that
which is public, system-independent, non-qualitative, quantitative,
and spatial, and what’s represented by the mental. This
categorization then sets up the hard problem since the system's
representational dualism is taken as metaphysical, as substance dualism. Ontology as epistemic:
there aren’t two types of things in existence in advance of knowing, rather
our representational set-up creates the mental and physical
distinction as a result of its modeling. What’s reality really
like? What’s really out there? Reality is whatever the epistemic
perspective represents it to be, operating over system-real elements that
are neither mental or physical for the system prior to categorization. But
this might mean, says the skeptical pessimist about EP, that the whole 3rd
person project of trying to explain how the mental arises or is entailed by
the physical might be a wild goose chase. All we can really assert, she goes
on to say, is that as RSs we divide reality and have a hard time putting it
back together again, and further that the premises of this very assertion
are inevitably caught up in categories that, according to EP itself, may not
correspond to anything in reality, but only representation. Still, more optimistically and
less skeptically, I’ll conclude as follows:
Integrating subjectivity into science: The 1st person organismic
perspective resulting in consciousness represents, for the conscious
subject, that my concrete physical body really exists as an object in the
external, spatially extended world, and that the mental (non-spatial) me
– the phenomenally experienced self – really exists here inside, having
mental (system-dependent) episodes like thinking and feeling. Hence arises folk
metaphysical dualism. The 3rd person collective perspective that
results in science represents, for us as conceptual cognizers (not
qualitative experiencers), that there really exist intersubjectively
observable entities described by classical physics and quantum mathematical
formalism, including human bodies and brains, plus (more controversially)
whatever the latest and patently corrigible science has to say (superstrings?).
These entities are the system real elements for science, at the
bottom micro-level not further decomposable or analyzable (science’s “qualia”),
that get leveraged into all the other sciences, including representationalism.
Representation, understood as a naturally evolved, objectively existing,
physically realized cognitive capacity deployed originally for complex behavior
control, is then applied in explaining consciousness, the appearance of a
private phenomenal reality for the representational systems alone: for each
human organism, for each sentient animal, and eventually for each sufficiently
smart and behaviorally flexible artificial system. Perhaps, according to
something along the lines of the considerations in part 5 (or perhaps something
quite different, since the game has just begun), 3rd person theory
can incorporate and explain the existence of private phenomenal realities which
are invisible to observers outside the conscious systems. TWC, January
31, 2010 - revisions on 2/7/10
Another consideration to add to section 5: Metzinger's point that the relatively
higher speed of lower-level processes makes them impenetrable to higher-level
processes so that their processual nature becomes invisible to the system.
Another way of explaining the information loss that results in content-only
transparency.
Consciousness lags as a result of integration time (Libet experiments):
if consciousness is a function of higher level integration of information, it
would therefore take time for a conscious experience to occur, which
would explain the delay between isolated motor cortex precursor of action and
the reported time of experiencing the conscious decision to act that's
associated with the propagation of the neural precursor to the global workspace.
Metzinger in Ego Tunnel discusses this I think.
Two levels of reality made possible by representation: the
phenomenal system reality of representational elements (e.g., red, pain),
and represented non-phenomenal reality for the system, e.g., the
represented reality of the internal immaterial self and the external material
world that’s built by amalgamating and categorizing untranscendable representational elements.
Same point:
must distinguish representational reality, e.g., of red, pain, from
represented reality, e.g., the self, external world. The representational
reality of phenomenal elements (phenomenal system reality) can’t be transcended:
the transparency of sensory content can’t be made opaque. But, the represented
reality can be transcended, e.g., in lucid dreams we experience directly
that consciousness is a model. In some rare cases (the burning monks, see
here), the experienced self can be experienced as a model, hence ceases
to be behavior-controlling. Nevertheless, since the system can’t transcend its
representational reality, it is still the locus of experience, but no longer a
naively realistic experienced subject of experience. Metzinger speculates
in The Ego Tunnel that post-biotic representational systems might arise
that have the capacity to directly experience the fact that all their
conscious states are representations, that is, the representations become
opaque for the system. What, one wonders, would that be like? And would
these RSs still have a robust, behaviorally serious (behavior controlling) sense
of the importance of surviving as a RS in the absence of a phenomenally
transparent self-model, that is, something categorized as not-a-model by
virtue of the fact that it is content-only for the system. If not, arguably they
wouldn't last long. Note that the
reality designation (as opposed to what’s categorized as a model) correlates
with what is behaviorally serious, as immediately controlling behavior, both in
terms of non-inferential qualitative judgments (this is red, pain) and in judging what’s
objectively real (self-existent), e.g., the self and the external world. NB: The
phenomenal self is a central experienced reality for system – nearly co-equal to
qualia – in the sense that the self is nearly impossible to construe as a
model: the self is not-the-model, thus untranscendably real as an
internal system property or attribute. The system must have both
untranscendable representational elements (representational reality) and a firm
(behaviorally serious) conviction about what’s real (represented reality) as
opposed to its own simulations, including the untranscendable reality of its
self (Metzinger’s adaptive egoism). Folk
metaphysics as driven by the naïve realism of consciousness. Similar issue as
the problem of how we can talk about qualia if they have no causal influence. As
knowers, we have a foot in both epistemic perspectives, in that we have the
qualitative deliverances of consciousness and the conceptual deliverances
of 3rd person theory. It’s no surprise we seek to find our folk
dualism reflected in nature. Similarly, we can and do talk about qualia and
consciousness even though they don’t, on the EP account (a 3rd person
perspective account), play a causal role in speech production over and above
what the brain and body accomplish.
Mental-physical distinction perhaps parallel to theory-reality distinction.
Scientific theory as a fallible model of reality is analogous to mental thoughts (a possibly false
representation of the external world outside the head), and reality is analogous
to the external world (what’s represented, what’s thought about). Content-only
states – phenomenology – are present only to system, while outside observers
only see non-content representational process. Phenomenal content is
data-reducing transparency, perhaps. Content-only presentation via informational
reduction (transparency) hides representational/production process, hence makes
the content indubitable, given, unmodifiable since system can’t second guess the
content delivery process by means of representing it, which allows no error or
second-guessing since it isn’t being represented, only delivered,
presented!
Representation always makes possible misrepresentation and error, and the
knowledge that something's a representation necessarily introduces doubt, and that’s
exactly what isn’t possible when frontline sensory content is stripped of
its representational baggage and not directly represented itself (representation
requires a content delivery item that isn’t what’s being represented, hence
possibility of error via unreliable matching). Phenomenal content then gets
bound and categorized by higher level representational process that classify it
as system-produced vs. world-mirroring, hence arises naïve realism of direct
presentation of world. Call this the “private objective world”: what the RS
represents as being objectively real, as opposed to phenomenally real,
system-real. Two levels of reality for the conscious system, one built on
another, with phenomenology being unchangeable, directly given content (representational
reality, part of which gets classified (fallibly) as the external world vs.
the mental world (represented reality). Repeat with important point re
self: Some experience gets classified as the directly given external world
(quintessentially physical reality since represented as extended) and the
directly given self (quintessential mental reality since represented as
non-extended), while some gets classified as system-dependent representational
operations as presented to or generated by the self (thoughts, imaginings, etc).
Qualia are
pure content, stripped of any indication that they are functions of a
representational process - that information is missing. Hence they are givens, indubitable, since not seen
as representations. In the other direction: to be indubitable and thus real
for the system is to be non-deconstructible, non-decomposable, untranscendable,
not seen as a representation, but as a given. What are qualia but such
non-decomposable givens that form the untranscendable system reality upon which
the MPD is imposed? It’s only the
stability of the phenomenal model, its reality for us (representational
reality) that parallels the
neurally instantiated modeling the brain accomplishes in 3rd personal
accounts, that permits stable the categorization of the external and mental
worlds (represented reality). It’s only the rock solid
private reality of phenomenal experience (and of course its neural correlates
that are doing the 3rd person causal work) that enables the secure representation
of the external world and internal system attributes like the self. The system’s
representational capacities entails both privacy and qualitativeness of
consciousness. If qualitativeness for the system is a matter of the system's
representational capacities (see part 5) then perforce that qualitativeness is
private, since only being that system entails the appearance of qualities
for that system only. As
representational systems, we’re always going to have the intuition of the MPD,
and will always be in the position of thinking in these categories, but once we
see this, then we might see also that there won’t be a satisfying 3rd
person story (e.g., causal) of how the mental comes to be. Philo-science
(3rd person theory) starts from folk dualism, but seeks a unified
non-dual picture, so seeks to explain 1st person
mental/subjective in terms of 3rd person physical/objective –
a reduction in the classic sense.
Any RS, however it's original instantiation base (neural or qualitative) is
conceived, will end up imposing the MPD on its representational reality, thus
generating the dualistic terms in which it will necessarily construe its own
situation as partaking of two distinct natures or substances.
The idealist alternative: a fallback
position in the absence of non-entailment from physical to mental, public to
private, 3rd person to 1st person: we take qualitative states as explanatorily
primitive, then derive everything from them.
[back to Consciousness]
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